17.01 0.12 (0.71%)

52W high on Mar 10, 2025

112.6K XNAS Volume

XNAS 24 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for SLR Investment Corp

The latest disclosure was made by Michael S. Gross in SLR Investment Corp where a trade of 311,588 Restricted Stock Units done was reported to US exchanges on March 13, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Mar 2025 311,588 556,834 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2025 311,588 3,884,882 (9%) 0% - Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2025 391,610 391,610 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Mar 2025 311,588 3,573,293 (8%) 0% - Common Stock
Bruce J. Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Mar 2025 311,588 556,834 - - Restricted Stock Units
Bruce J. Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Mar 2025 311,588 3,411,569 (8%) 0% - Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2025 311,588 3,723,158 (8%) 0% - Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2025 391,610 391,610 - - Restricted Stock Units
Shiraz Y. Kajee See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2025 13,608 13,608 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 17.64 per share. 04 Mar 2025 43,200 3,848,060 (9%) 0% 17.6 762,048 Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 17.51 per share. 04 Mar 2025 36,822 3,884,882 (9%) 0% 17.5 644,753 Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 17.64 per share. 04 Mar 2025 43,200 3,686,336 (8%) 0% 17.6 762,048 Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 17.51 per share. 04 Mar 2025 36,822 3,723,158 (8%) 0% 17.5 644,753 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 17.51 per share. 04 Mar 2025 36,822 3,884,882 (9%) 0% 17.5 644,753 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 17.64 per share. 04 Mar 2025 43,200 3,848,060 (9%) 0% 17.6 762,048 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 17.64 per share. 04 Mar 2025 43,200 3,686,336 (8%) 0% 17.6 762,048 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 17.51 per share. 04 Mar 2025 36,822 3,723,158 (8%) 0% 17.5 644,753 Common Stock
Andrea C. Roberts Director Purchase of securities on an exchange or from another person at price $ 15.98 per share. 14 Jun 2024 25,000 25,000 (0%) 0% 16.0 399,500 Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2024 405,313 405,313 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2024 202,577 3,804,860 (9%) 0% - Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Mar 2024 202,577 3,602,282 (8%) 0% - Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Mar 2024 202,577 138,471 - - Restricted Stock Units
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2024 202,577 3,643,136 (8%) 0% - Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2024 405,313 405,313 - - Restricted Stock Units
Bruce J. Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Mar 2024 202,577 3,440,558 (8%) 0% - Common Stock
Bruce J. Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Mar 2024 202,577 138,471 - - Restricted Stock Units
Shiraz Y. Kajee See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2024 11,564 11,564 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.44 per share. 06 Mar 2024 46,700 3,735,524 (8%) 0% 15.4 721,048 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.74 per share. 06 Mar 2024 22,636 3,804,860 (9%) 0% 15.7 356,291 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.72 per share. 06 Mar 2024 46,700 3,782,224 (8%) 0% 15.7 734,124 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.72 per share. 06 Mar 2024 46,700 3,620,500 (8%) 0% 15.7 734,124 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.44 per share. 06 Mar 2024 46,700 3,573,800 (8%) 0% 15.4 721,048 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.74 per share. 06 Mar 2024 22,636 3,643,136 (8%) 0% 15.7 356,291 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.08 per share. 04 Mar 2024 40,000 3,642,124 (8%) 0% 15.1 603,200 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.23 per share. 04 Mar 2024 46,700 3,688,824 (8%) 0% 15.2 711,241 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.08 per share. 04 Mar 2024 40,000 3,480,400 (8%) 0% 15.1 603,200 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.23 per share. 04 Mar 2024 46,700 3,527,100 (8%) 0% 15.2 711,241 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 14.99 per share. 22 Aug 2023 20,000 183,347 (0%) 0% 15.0 299,800 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.04 per share. 22 Aug 2023 10,000 207,789 (0%) 0% 15.0 150,400 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.04 per share. 22 Aug 2023 14,442 197,789 (0%) 0% 15.0 217,208 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.02 per share. 17 Aug 2023 20,000 163,347 (0%) 0% 15.0 300,400 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.02 per share. 17 Aug 2023 10,000 143,347 (0%) 0% 15.0 150,200 Common Stock
Guy F. Talarico Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 15.10 per share. 17 Aug 2023 20,000 31,899 (0%) 0% 15.1 302,000 Common Stock
Shiraz Y. Kajee See Remarks Purchase of securities on an exchange or from another person at price $ 13.57 per share. 12 May 2023 7,500 7,500 (0%) 0% 13.6 101,775 Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Mar 2023 324,819 324,819 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.96 per share. 08 Mar 2023 34,628 3,267,696 (7%) 0% 16.0 552,663 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.96 per share. 08 Mar 2023 34,628 3,440,400 (8%) 0% 16.0 552,663 Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Mar 2023 324,819 324,819 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2023 138,033 2,942,876 (6%) 0% - Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2023 138,033 64,106 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.66 per share. 03 Mar 2023 48,421 3,233,068 (7%) 0% 15.7 758,273 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.69 per share. 03 Mar 2023 53,294 3,184,647 (7%) 0% 15.7 836,183 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.57 per share. 03 Mar 2023 50,443 3,131,353 (7%) 0% 15.6 785,398 Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Mar 2023 138,033 3,080,910 (7%) 0% - Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Mar 2023 138,033 3,253,614 (7%) 0% - Common Stock
Bruce J. Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2023 138,033 64,106 - - Restricted Stock Units
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.66 per share. 03 Mar 2023 48,421 3,405,772 (8%) 0% 15.7 758,273 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.69 per share. 03 Mar 2023 53,294 3,357,351 (7%) 0% 15.7 836,183 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.57 per share. 03 Mar 2023 50,443 3,304,057 (7%) 0% 15.6 785,398 Common Stock
Bruce J. Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2023 138,033 3,115,580 (7%) 0% - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 14.90 per share. 05 Dec 2022 4,287 3,080,910 (7%) 0% 14.9 63,895 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.02 per share. 05 Dec 2022 59,400 3,076,623 (7%) 0% 15.0 892,426 Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Dec 2022 276,942 276,942 - - Restricted Stock Units
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 14.90 per share. 05 Dec 2022 4,287 3,253,614 (7%) 0% 14.9 63,895 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 15.02 per share. 05 Dec 2022 59,400 3,249,327 (7%) 0% 15.0 892,426 Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Dec 2022 276,942 276,942 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Dec 2022 116,068 2,943,491 (6%) 0% - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 14.99 per share. 01 Dec 2022 17,932 2,961,423 (7%) 0% 15.0 268,801 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 14.97 per share. 01 Dec 2022 55,800 3,017,223 (7%) 0% 15.0 835,399 Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Dec 2022 116,068 73,927 - - Restricted Stock Units
Michael S. Gross Director, See Remarks 01 Dec 2022 23,454 128,212 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Dec 2022 116,068 2,827,422 (6%) 0% - Common Stock
Bruce J. Spohler Director, See Remarks 01 Dec 2022 23,454 128,212 - - Restricted Stock Units
Bruce J. Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Dec 2022 116,068 73,927 - - Restricted Stock Units
Bruce J. Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Dec 2022 116,068 3,000,126 (7%) 0% - Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 14.97 per share. 01 Dec 2022 55,800 3,189,927 (7%) 0% 15.0 835,399 Common Stock
Bruce J. Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 14.99 per share. 01 Dec 2022 17,932 3,134,127 (7%) 0% 15.0 268,801 Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Dec 2022 116,068 3,116,195 (7%) 0% - Common Stock
Steven Hochberg Director Sale of securities on an exchange or to another person at price $ 14.01 per share. 16 Nov 2022 3,000 2,742 (0%) 0% 14.0 42,038 Common Stock
Steven Hochberg Director Purchase of securities on an exchange or from another person at price $ 14.39 per share. 11 Nov 2022 7,400 19,258 (0%) 0% 14.4 106,462 Common Stock
Steven Hochberg Director Purchase of securities on an exchange or from another person at price $ 13.98 per share. 08 Nov 2022 6,858 11,858 (0%) 0% 14.0 95,841 Common Stock
Steven Hochberg Director Sale of securities on an exchange or to another person at price $ 13.71 per share. 08 Nov 2022 14,850 5,742 (0%) 0% 13.7 203,663 Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 225,180 467,775 (1%) 0% - Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 78,251 341,663 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 480,448 2,943,491 (6%) 1% - Common Stock
Richard L. Peteka CFO, SEC, TREAS Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 4,872 28,872 (0%) 0% - Common Stock
Steven Hochberg Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 15,592 20,592 (0%) 0% - Common Stock
Leonard A. Potter Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 4,872 14,872 (0%) 0% - Common Stock
David S. Wachter Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 7,102 53,494 (0%) 0% - Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 603,541 3,116,195 (7%) 1% - Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 5,847 75,873 (0%) 0% - Common Stock
Bruce J. Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2022 78,251 341,663 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 19.36 per share. 01 Mar 2021 25,137 2,439,423 (5%) 0% 19.4 486,652 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 19.30 per share. 01 Mar 2021 16,620 2,456,043 (5%) 0% 19.3 320,766 Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2021 61,511 2,394,531 (5%) 0% - Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2021 61,511 2,456,043 (5%) 0% - Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2021 61,511 146,734 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2021 116,676 116,676 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 19.36 per share. 01 Mar 2021 25,137 2,233,398 (5%) 0% 19.4 486,652 Common Stock
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 19.30 per share. 01 Mar 2021 16,620 2,250,018 (5%) 0% 19.3 320,766 Common Stock
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2021 61,511 2,188,506 (5%) 0% - Common Stock
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2021 61,511 2,250,018 (5%) 0% - Common Stock
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2021 61,511 146,734 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2021 116,676 116,676 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 9.45 per share. 23 Mar 2020 50,000 249,595 (0%) 0% 9.5 472,500 Common Stock
Richard L. Peteka CFO, SEC, TREAS Purchase of securities on an exchange or from another person at price $ 8.99 per share. 23 Mar 2020 5,000 24,000 (0%) 0% 9.0 44,931 Common Stock
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 9.32 per share. 23 Mar 2020 53,526 67,526 (0%) 0% 9.3 498,862 Common Stock
Guy F. Talarico Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 10.35 per share. 20 Mar 2020 3,200 10,350 (0%) 0% 10.4 33,120 Common Stock
David S. Wachter None Purchase of securities on an exchange or from another person at price $ 10.59 per share. 20 Mar 2020 20,000 46,392 (0%) 0% 10.6 211,800 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 8.44 per share. 18 Mar 2020 5,000 185,894 (0%) 0% 8.4 42,200 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 9.90 per share. 18 Mar 2020 13,701 199,595 (0%) 0% 9.9 135,640 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 8.39 per share. 18 Mar 2020 400 2,414,286 (5%) 0% 8.4 3,356 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 8.76 per share. 18 Mar 2020 20,000 2,413,886 (5%) 0% 8.8 175,200 Common Stock
Richard L. Peteka CFO, SEC, TREAS Purchase of securities on an exchange or from another person at price $ 13.32 per share. 16 Mar 2020 8,000 19,000 (0%) 0% 13.3 106,528 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 12.21 per share. 13 Mar 2020 15,000 180,894 (0%) 0% 12.2 183,150 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 14.66 per share. 13 Mar 2020 25,000 2,393,886 (5%) 0% 14.7 366,500 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 18.71 per share. 06 Mar 2020 10,000 2,331,761 (5%) 0% 18.7 187,100 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 17.41 per share. 06 Mar 2020 13,750 2,345,511 (5%) 0% 17.4 239,388 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 16.96 per share. 06 Mar 2020 23,375 2,368,886 (5%) 0% 17.0 396,440 Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2020 114,187 114,187 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Mar 2020 56,791 94,059 - - Restricted Stock Units
Michael S. Gross Director, See Remarks 02 Mar 2020 57,397 150,850 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Mar 2020 56,791 2,264,969 (5%) 0% 0 Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2020 56,791 2,321,761 (5%) 0% 0 Common Stock
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2020 114,187 114,187 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2020 56,791 2,208,261 (5%) 0% 0 Common Stock
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Mar 2020 56,791 2,151,469 (5%) 0% 0 Common Stock
Bruce Spohler Director, See Remarks 02 Mar 2020 57,397 150,850 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Mar 2020 56,791 94,059 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 18.68 per share. 28 Feb 2020 13,000 2,321,761 (5%) 0% 18.7 242,840 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 19.61 per share. 25 Feb 2020 15,000 2,282,761 (5%) 0% 19.6 294,150 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 19.48 per share. 25 Feb 2020 13,000 2,295,761 (5%) 0% 19.5 253,240 Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 19.11 per share. 25 Feb 2020 13,000 2,308,761 (5%) 0% 19.1 248,430 Common Stock
Guy F. Talarico Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 20.86 per share. 13 Dec 2019 6,220 7,150 (0%) 0% 20.9 129,737 Common Stock
Guy F. Talarico Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 20.87 per share. 13 Dec 2019 930 930 (0%) 0% 20.9 19,409 Common Stock
Steven Hochberg None Sale of securities on an exchange or to another person at price $ 20.57 per share. 14 Nov 2019 15,000 10,000 (0%) 0% 20.6 308,609 Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2019 75,406 2,259,984 (5%) 0% - Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2019 75,406 2,184,577 (5%) 0% - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 21.54 per share. 01 Mar 2019 7,777 2,267,761 (5%) 0% 21.5 167,523 Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2019 75,406 41,951 - - Restricted Stock Units
Michael S. Gross Director, See Remarks 01 Mar 2019 3,777 121,104 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2019 87,143 87,143 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2019 75,406 2,200,484 (5%) 0% - Common Stock
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2019 75,406 41,951 - - Restricted Stock Units
Bruce Spohler Director, See Remarks 01 Mar 2019 3,777 121,104 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2019 87,143 87,143 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2019 75,406 2,125,077 (5%) 0% - Common Stock
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 21.54 per share. 01 Mar 2019 7,777 2,208,261 (5%) 0% 21.5 167,523 Common Stock
Steven Hochberg None Purchase of securities on an exchange or from another person at price $ 20.35 per share. 14 Dec 2018 5,000 25,000 (0%) 0% 20.4 101,753 Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2018 75,630 2,259,984 (5%) 0% 0 Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2018 75,630 2,335,614 (5%) 0% 0 Common Stock
Michael S. Gross Director, See Remarks 13 Aug 2018 9,727 115,113 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2018 85,174 85,173 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2018 75,630 40,937 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2018 75,630 40,937 - - Restricted Stock Units
Bruce Spohler Director, See Remarks 13 Aug 2018 9,727 115,113 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2018 85,174 85,173 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2018 75,630 2,276,114 (5%) 0% 0 Common Stock
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2018 75,630 2,200,484 (5%) 0% 0 Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Mar 2017 83,904 83,903 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Mar 2017 83,904 83,903 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2017 64,237 2,240,318 (5%) 0% 0 Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2017 64,238 64,237 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 22.28 per share. 01 Mar 2017 19,666 2,259,984 (5%) 0% 22.3 438,158 Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2017 64,237 2,176,080 (5%) 0% 0 Common Stock
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 22.28 per share. 01 Mar 2017 19,666 2,200,484 (5%) 0% 22.3 438,158 Common Stock
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2017 64,237 2,116,580 (5%) 0% 0 Common Stock
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2017 64,237 2,180,818 (5%) 0% 0 Common Stock
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Mar 2017 64,238 64,237 - - Restricted Stock Units
Steven Hochberg None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 May 2016 7,664 20,000 - - Common Stock
Steven Hochberg None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 May 2016 4,336 12,336 - - Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 81,875 81,874 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 29,544 2,240,318 - - Common Stock
Michael S. Gross Director, See Remarks 29 Feb 2016 2,750 69,385 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Feb 2016 29,544 2,210,773 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Feb 2016 29,400 2,220,138 - - Common Stock
Michael S. Gross Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Feb 2016 29,545 29,544 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Feb 2016 20,180 2,240,318 - - Common Stock
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Feb 2016 29,545 29,544 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Feb 2016 20,180 2,180,818 - - Common Stock
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Feb 2016 29,400 2,160,638 - - Common Stock
Bruce Spohler Director, See Remarks 29 Feb 2016 2,750 69,385 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Feb 2016 29,544 2,151,273 - - Common Stock
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 81,875 81,874 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 29,544 2,180,818 - - Common Stock
David S. Wachter None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Feb 2016 5,000 20,500 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Dec 2015 18,200 165,894 - - Common Stock
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Dec 2015 9,500 14,000 - - Common Stock
Richard L. Peteka See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Dec 2015 6,000 11,000 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Dec 2015 11,900 147,694 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Dec 2015 20,000 133,195 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Dec 2015 872 134,067 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Dec 2015 1,727 135,794 - - Common Stock
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Nov 2015 2,500 4,500 - - Common Stock
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Nov 2015 1,000 1,000 - - Common Stock
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Nov 2015 1,000 2,000 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2015 10,000 2,190,738 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Nov 2015 10,000 113,195 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 May 2015 20,000 2,171,238 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 May 2015 9,500 2,180,738 - - Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2015 72,135 72,135 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Mar 2015 36,784 2,135,786 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Mar 2015 15,452 2,151,238 - - Common Stock
Bruce Spohler Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2015 72,135 72,135 - - Restricted Stock Units
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Mar 2015 36,784 2,115,786 - - Common Stock
Bruce Spohler Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 02 Mar 2015 15,452 2,131,238 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Dec 2014 10,000 103,195 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Dec 2014 8,000 2,099,002 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Dec 2014 10,000 93,195 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2014 10,000 83,195 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2014 7,000 73,195 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2014 2,000 2,091,002 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2014 10,000 2,089,002 - - Common Stock
Michael S. Gross Director, See Remarks Other type of transaction at price $ 0.00 per share. 25 Nov 2014 55,636 2,079,002 - - Common Stock
Michael S. Gross Director, See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Nov 2014 59,090 59,089 - - Restricted Stock Units
Bruce Spohler Director, COO and Director Other type of transaction at price $ 0.00 per share. 25 Nov 2014 55,636 2,079,002 - - Common Stock
Bruce Spohler Director, COO and Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Nov 2014 59,090 59,089 - - Restricted Stock Units
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2014 19,074 2,074,723 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2014 16,140 2,134,638 - - Common Stock
Michael S. Gross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2014 43,775 2,118,498 - - Common Stock
Bruce Spohler Director, COO and Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2014 19,074 2,074,723 - - Common Stock
Bruce Spohler Director, COO and Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2014 16,140 2,134,638 - - Common Stock
Bruce Spohler Director, COO and Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Mar 2014 43,775 2,118,498 - - Common Stock
Richard L. Peteka CFO, Secretary and Treasurer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 May 2012 5,000 5,000 - - Common Stock
Michael S. Gross Director, CEO, Pres, Chair. of the Board Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 May 2012 10,000 62,500 - - Common Stock
Michael S. Gross Director, CEO, Pres, Chair. of the Board Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 May 2012 3,695 66,195 - - Common Stock
Michael S. Gross Director, CEO, Pres, Chair. of the Board Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Aug 2011 20,000 52,500 - - Common Stock
Steven Hochberg None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Aug 2011 2,500 8,000 - - Common Stock
Michael S. Gross Director, CEO, Pres, Chair. of the Board Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Nov 2010 115,000 2,055,649 - - Common Stock
Bruce Spohler Director, Chief Operating Officer & Dir Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Nov 2010 115,000 2,055,649 - - Common Stock
Michael S. Gross Director, CEO, Pres, Chair. of the Board Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 May 2010 10,000 32,500 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures